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CIENA CORP (CIEN) Insider Transactions

Explore official ownership filings, with every record linked to its source.

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CIEN · CIENA CORP

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OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 60 filings · fetched 2026-11-13T17:00:19Z

Recent reported activity

0purchase rows on this page
22sale rows on this page
115matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filedReporting owner(s)Code / securityQuantityPrice as filedOwnershipSource
2026-09-16Filed 2026-09-17DiPerna DinoOfficer · EVP & Chief R&D Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 6/10/2026.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative249D350DirectForm 4 ↗0001998460-26-000011
2026-09-15Filed 2026-09-17Gage BrodieOfficer · EVP & Chief Product &
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 7/1/2025 MODIFIED 12/23/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative1,200D324.86DirectForm 4 ↗0001998826-26-000018
2026-09-15Filed 2026-09-17DiPerna DinoOfficer · EVP & Chief R&D Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 6/10/2026.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative249D324.86DirectForm 4 ↗0001998460-26-000011
2026-09-15Filed 2026-09-17Rothenstein David MOfficer · EVP & Chief Strategy Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025.

F2 Reflects the weighted average sales price with transactions in a range of sales from $321.4000 to $335.4100. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative2,500D330.4833DirectForm 4 ↗0001444157-26-000024
2026-09-15Filed 2026-09-17SMITH GARY BDirector · Officer · President & CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 Reflects the weighted average sales price with transactions in a range of sales from $320.8150 to $335.8150. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative2,952D330.1789DirectForm 4 ↗0001032553-26-000039
2026-09-01Filed 2026-09-02SMITH GARY BDirector · Officer · President, CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 Reflects the weighted average sales price with transactions in a range of sales from $356.6500 to $381.2975. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative2,952D362.899DirectForm 4 ↗0001032553-26-000037
2026-08-17Filed 2026-08-18Gage BrodieOfficer · SVP Global Products & Supply
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 07/01/2025 MODIFIED 12/23/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative1,200D439.24DirectForm 4 ↗0001998826-26-000016
2026-08-17Filed 2026-08-18SMITH GARY BDirector · Officer · President, CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 Reflects the weighted average sales price with transactions in a range of sales from $429.9900 to $457.8650. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative2,952D447.7779DirectForm 4 ↗0001032553-26-000035
2026-08-14Filed 2026-08-18Graff Marc D.Officer · SVP & Chief Financial Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 08/14/2026.

F2 Reflects the weighted average sales price with transactions in a range of sales from $423.3500 to $443.4100. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs)

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative4,995D430.7178DirectForm 4 ↗0002080157-26-000010
2026-08-14Filed 2026-08-18Rothenstein David MOfficer · SVP and Chief Strategy Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative2,500D438.1DirectForm 4 ↗0001444157-26-000022
2026-08-03Filed 2026-08-04SMITH GARY BDirector · Officer · President, CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 Reflects the weighted average sales price with transactions in a range of sales from $356.0150 to $390.9100. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative2,952D379.8144DirectForm 4 ↗0001032553-26-000033
2026-08-01Filed 2026-08-04Graff Marc D.Officer · SVP & Chief Financial Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 08/01/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 8/05/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs).

References: F1, F2

F WithholdingCommon Stock · Non-derivative14,441D377.05DirectForm 4 ↗0002080157-26-000008
2026-07-15Filed 2026-07-17Gage BrodieOfficer · SVP Global Products & Supply
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 7/1/2025 Modified 12/23/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative1,200D449.15DirectForm 4 ↗0001998826-26-000014
2026-07-15Filed 2026-07-17DiPerna DinoOfficer · SVP Global R&D
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 07/11/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative391D449.15DirectForm 4 ↗0001998460-26-000009
2026-07-15Filed 2026-07-17DiPerna DinoOfficer · SVP Global R&D
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 07/11/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative391D449.15DirectForm 4 ↗0001998460-26-000009
2026-07-15Filed 2026-07-17Rothenstein David MOfficer · SVP and Chief Strategy Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/10/2025.

F2 Reflects the weighted average sales price with transactions in a range of sales from $406.05 to $442.8500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative2,500D420.9137DirectForm 4 ↗0001444157-26-000020
2026-07-15Filed 2026-07-17SMITH GARY BDirector · Officer · President, CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 Reflects the weighted average sales price with transactions in a range of sales from $405.1250 to $443.7500. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative2,952D421.1036DirectForm 4 ↗0001032553-26-000031
2026-07-01Filed 2026-07-06Graff Marc D.Officer · SVP & Chief Financial Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 03/25/2026.

F2 Shares reported include unvested Restricted Stock Units (RSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative126D466.2DirectForm 4 ↗0002080157-26-000006
2026-07-01Filed 2026-07-06Kosaraju SheelaOfficer · SVP and General Counsel
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/14/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative2,013D466.2DirectForm 4 ↗0001963781-26-000010
2026-07-01Filed 2026-07-06Phipps JasonOfficer · SVP Global Sales and Marketing
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/9/2024 MODIFIED 10/6/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative2,629D466.2DirectForm 4 ↗0001699193-26-000006
2026-07-01Filed 2026-07-06SMITH GARY BDirector · Officer · President, CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/04/2025.

F2 Reflects the weighted average sales price with transactions in a range of sales from $459.8400 to $480.5050. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.

F3 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2, F3

S Sale (market/private)Common Stock · Non-derivative2,952D468.8252DirectForm 4 ↗0001032553-26-000029
2026-06-26Filed 2026-06-30Cumello JosephOfficer · SVP, General Mgr. Blue Planet
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 10/13/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative1,586D466.33DirectForm 4 ↗0001963638-26-000009
2026-06-24Filed 2026-06-26Graff Marc D.Officer · SVP & Chief Financial Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Sales were affected pursuant to Rule 10b5-1 trading plan dated 03/25/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs).

References: F1, F2

S Sale (market/private)Common Stock · Non-derivative126D449.36DirectForm 4 ↗0002080157-26-000004
2026-06-22Filed 2026-06-23Hoffman GrantOfficer · SVP Chief Supply Chain Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Reflects Restricted Stock Units ("RSUs") that vest over three years, with one-twelfth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on September 20, 2026.

F2 Shares reported include unvested RSUs.

References: F1, F2

A Award / grantCommon Stock · Non-derivative6,517A0DirectForm 4 ↗0001123292-26-000929
2026-06-20Filed 2026-06-23Graff Marc D.Officer · SVP & Chief Financial Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2025. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 filed on 12/18/2025.

F2 Shares reported include unvested Restricted Stock Units (RSUs).

References: F1, F2

F WithholdingCommon Stock · Non-derivative199D428.22DirectForm 4 ↗0002080157-26-000002

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.