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Super Micro Computer, Inc. (SMCI) Insider Transactions

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SMCI · Super Micro Computer, Inc.

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OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 62 filings · fetched 2026-11-13T19:58:02Z

Recent reported activity

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192matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filedReporting owner(s)Code / securityQuantityPrice as filedOwnershipSource
2026-08-17Filed 2026-08-19Liu Liang Chiu-Chu SaraDirector · Ten-percent owner
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative1,970D38.28DirectForm 4 ↗0001392941-26-000013
2026-08-17Filed 2026-08-19Liu Liang Chiu-Chu SaraDirector · Ten-percent owner
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative3,650A—DirectForm 4 ↗0001392941-26-000013
2026-08-14Filed 2026-08-18Thauberger MatthewOfficer · Chief Revenue Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 . Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2027 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F3 Subject to the Reporting Person's continued service to SMCI, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on August 14, 2027, and 1/16th at the end of each three-month period thereafter.

References: F3

A Award / grantEmployee Stock Option (right to buy) · Derivative21,938A0DirectForm 4 ↗0002148161-26-000009
2026-08-14Filed 2026-08-18Thauberger MatthewOfficer · Chief Revenue Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 . Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2027 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F3 Subject to the Reporting Person's continued service to SMCI, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on August 14, 2027, and 1/16th at the end of each three-month period thereafter.

References: F1, F2

A Award / grantRestricted Stock Units · Derivative9,872A0DirectForm 4 ↗0002148161-26-000009
2026-08-14Filed 2026-08-18Angel ScottDirector
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

References: F1, F2

A Award / grantRestricted Stock Units · Derivative7,882A0DirectForm 4 ↗0002063388-26-000004
2026-08-14Filed 2026-08-18Mogensen SusanDirector
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

References: F1, F2

A Award / grantRestricted Stock Units · Derivative7,882A0DirectForm 4 ↗0002034568-26-000003
2026-08-14Filed 2026-08-18Lin Judy L.Director
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

References: F1, F2

A Award / grantRestricted Stock Units · Derivative7,882A0DirectForm 4 ↗0001921058-26-000002
2026-08-14Filed 2026-08-18LIU TALLY CDirector
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

F3 The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.

References: F3

A Award / grantStock Option (right to buy) · Derivative5,062A0DirectForm 4 ↗0001208730-26-000004
2026-08-14Filed 2026-08-18LIU TALLY CDirector
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

F3 The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.

References: F1, F2

A Award / grantRestricted Stock Units · Derivative3,941A0DirectForm 4 ↗0001208730-26-000004
2026-08-14Filed 2026-08-18BLAIR ROBERT LDirector
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

References: F1, F2

A Award / grantRestricted Stock Units · Derivative7,882A0DirectForm 4 ↗0001201306-26-000002
2026-08-14Filed 2026-08-18TUAN SHERMANDirector
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.

References: F1

A Award / grantStock Option (right to buy) · Derivative10,125A0DirectForm 4 ↗0001126026-26-000001
2026-08-10Filed 2026-08-12Thauberger MatthewOther
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F4

M Exercise / conversionRestricted Stock Units · Derivative430D0DirectForm 4 ↗0002148161-26-000008
2026-08-10Filed 2026-08-12Thauberger MatthewOther
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F3

M Exercise / conversionRestricted Stock Units · Derivative740D0DirectForm 4 ↗0002148161-26-000008
2026-08-10Filed 2026-08-12Thauberger MatthewOther
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative219D31.46DirectForm 4 ↗0002148161-26-000008
2026-08-10Filed 2026-08-12Thauberger MatthewOther
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative430A—DirectForm 4 ↗0002148161-26-000008
2026-08-10Filed 2026-08-12Thauberger MatthewOther
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative377D31.46DirectForm 4 ↗0002148161-26-000008
2026-08-10Filed 2026-08-12Thauberger MatthewOther
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative740A—DirectForm 4 ↗0002148161-26-000008
2026-08-10Filed 2026-08-12Malyala VikranthOfficer · SVP, Chief Business Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F4

M Exercise / conversionRestricted Stock Units · Derivative1,138D0DirectForm 4 ↗0002135314-26-000009
2026-08-10Filed 2026-08-12Malyala VikranthOfficer · SVP, Chief Business Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F3

M Exercise / conversionRestricted Stock Units · Derivative2,110D0DirectForm 4 ↗0002135314-26-000009
2026-08-10Filed 2026-08-12Malyala VikranthOfficer · SVP, Chief Business Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative580D31.46DirectForm 4 ↗0002135314-26-000009
2026-08-10Filed 2026-08-12Malyala VikranthOfficer · SVP, Chief Business Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative1,138A—DirectForm 4 ↗0002135314-26-000009
2026-08-10Filed 2026-08-12Malyala VikranthOfficer · SVP, Chief Business Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative1,074D31.46DirectForm 4 ↗0002135314-26-000009
2026-08-10Filed 2026-08-12Malyala VikranthOfficer · SVP, Chief Business Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative2,110A—DirectForm 4 ↗0002135314-26-000009
2026-08-10Filed 2026-08-12Xiao JinOfficer · Sr. Corporate VP, Engineering
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F4

M Exercise / conversionRestricted Stock Units · Derivative1,024D0DirectForm 4 ↗0002104631-26-000012
2026-08-10Filed 2026-08-12Xiao JinOfficer · Sr. Corporate VP, Engineering
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F3

M Exercise / conversionRestricted Stock Units · Derivative1,970D0DirectForm 4 ↗0002104631-26-000012

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.