SEC INSIDER TRANSACTIONS

BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) Insider Transactions

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BR · BROADRIDGE FINANCIAL SOLUTIONS, INC.

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OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 50 filings · fetched 2026-11-13T16:57:30Z

Recent reported activity

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1sale rows on this page

74matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-08-12Filed 2026-08-14	Carey Thomas POfficer · Corporate VP Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026. References: F1	A Award / grantCommon Stock · Non-derivative	5,275A	0	Direct	Form 4 ↗0001225208-26-007117
2026-07-02Filed 2026-07-06	Markus Maura A.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F2	A Award / grantCommon Stock · Non-derivative	36A	0	Direct	Form 4 ↗0001225208-26-006446
2026-07-02Filed 2026-07-06	Markus Maura A.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	98A	0	Direct	Form 4 ↗0001225208-26-006446
2026-07-02Filed 2026-07-06	FLOWERS MELVIN LDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	18A	0	Direct	Form 4 ↗0001225208-26-006445
2026-07-02Filed 2026-07-06	Duelks Robert NDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	143A	0	Direct	Form 4 ↗0001225208-26-006444
2026-07-02Filed 2026-07-06	Mosconi Patricia AnnDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F2	A Award / grantCommon Stock · Non-derivative	1A	0	Direct	Form 4 ↗0001225208-26-006443
2026-07-02Filed 2026-07-06	Mosconi Patricia AnnDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	2A	0	Direct	Form 4 ↗0001225208-26-006443
2026-07-02Filed 2026-07-06	MURRAY EILEEN KDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F2	A Award / grantCommon Stock · Non-derivative	18A	0	Direct	Form 4 ↗0001225208-26-006442
2026-07-02Filed 2026-07-06	MURRAY EILEEN KDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	20A	0	Direct	Form 4 ↗0001225208-26-006442
2026-07-02Filed 2026-07-06	Nazareth Annette L.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F2	A Award / grantCommon Stock · Non-derivative	18A	0	Direct	Form 4 ↗0001225208-26-006441
2026-07-02Filed 2026-07-06	Nazareth Annette L.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	21A	0	Direct	Form 4 ↗0001225208-26-006441
2026-07-02Filed 2026-07-06	Zavery AmitDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F2	A Award / grantCommon Stock · Non-derivative	27A	0	Direct	Form 4 ↗0001225208-26-006440
2026-07-02Filed 2026-07-06	Zavery AmitDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F2 The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	33A	0	Direct	Form 4 ↗0001225208-26-006440
2026-06-27Filed 2026-06-29	Ghei AshimaOfficer · CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026. References: F1	M Exercise / conversionFY2024 RSUs June 2024 · Derivative	2,509D	0	Direct	Form 4 ↗0001225208-26-006232
2026-06-27Filed 2026-06-29	Ghei AshimaOfficer · CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026. References: F2	F WithholdingCommon Stock · Non-derivative	905D	137.93	Direct	Form 4 ↗0001225208-26-006232
2026-06-27Filed 2026-06-29	Ghei AshimaOfficer · CFO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock. F2 Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026. References: F1	M Exercise / conversionCommon Stock · Non-derivative	2,509A	0	Direct	Form 4 ↗0001225208-26-006232
2026-06-10Filed 2026-06-11	Mosconi Patricia AnnDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	206A	0	Direct	Form 4 ↗0001225208-26-005933
2026-06-10Filed 2026-06-11	Markus Maura A.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	239A	0	Direct	Form 4 ↗0001225208-26-005932
2026-06-10Filed 2026-06-11	Zavery AmitDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	206A	0	Direct	Form 4 ↗0001225208-26-005931
2026-06-10Filed 2026-06-11	Nazareth Annette L.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	206A	0	Direct	Form 4 ↗0001225208-26-005930
2026-06-10Filed 2026-06-11	MURRAY EILEEN KDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. References: F1	A Award / grantCommon Stock · Non-derivative	445A	0	Direct	Form 4 ↗0001225208-26-005929
2026-06-04Filed 2026-06-05	Jarkowski Hope M.Officer · Chief Legal Officer Filing context Reported filing row; may be amended. Do not sum filings blindly. References:	S Sale (market/private)Common Stock · Non-derivative	1,966D	154.995	Direct	Form 4 ↗0001225208-26-005815
2026-03-27Filed 2026-08-11	Markus Maura A.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. References:	L Other reported codeCommon Stock · Non-derivative	60A	157.28	Direct	Form 5 ↗0001225208-26-007055
2026-02-06Filed 2026-08-10Amendment	Duelks Robert NDirector Filing context Amendment: compare with original; not an additional trade. This amendment corrects the Form 4 filed on 2/6/26 reporting the sale of 253 shares that was inadvertently reported as a sale from the Registrant's direct ownership instead of from the Robert N. Duelks 2007 Revocable Trust. References:	S Sale (market/private)Common Stock · Non-derivative	253D	192.6	IndirectRobert N. Duelks 2007 Revocable Trust	Form 4/A ↗0001225208-26-007037

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.