SEC INSIDER TRANSACTIONS
BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR) Insider Transactions
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BR · BROADRIDGE FINANCIAL SOLUTIONS, INC.
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Stale snapshot · Covered: filings 2026-10-15 to 2026-11-13 · 9 filings · fetched 2026-11-13T16:57:30Z
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Recent reported activity
Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.
| Transaction / filed | Reporting owner(s) | Code / security | Quantity | Price as filed | Ownership | Source |
|---|---|---|---|---|---|---|
| 2026-11-12Filed 2026-11-12 | Markus Maura A.DirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.93 - $193.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 Stock options vest immediately upon grant. References: | M Exercise / conversionStock Option (Right to Buy) · Derivative | 3,180D | 64.89 | Direct | Form 4 ↗0001225208-26-008866 |
| 2026-11-12Filed 2026-11-12 | Markus Maura A.DirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.93 - $193.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 Stock options vest immediately upon grant. References: F2 | S Sale (market/private)Common Stock · Non-derivative | 3,180D | 191.89 | Direct | Form 4 ↗0001225208-26-008866 |
| 2026-11-12Filed 2026-11-12 | Markus Maura A.DirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.93 - $193.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 Stock options vest immediately upon grant. References: | M Exercise / conversionCommon Stock · Non-derivative | 3,180A | 64.89 | Direct | Form 4 ↗0001225208-26-008866 |
| 2026-11-10Filed 2026-11-12 | Diganci Todd TDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F2 | A Award / grantStock Option (Right to Buy) · Derivative | 2,659A | 192.96 | Direct | Form 4 ↗0001225208-26-008856 |
| 2026-11-10Filed 2026-11-12 | Diganci Todd TDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F1 | A Award / grantCommon Stock · Non-derivative | 645A | 0 | Direct | Form 4 ↗0001225208-26-008856 |
| 2026-11-10Filed 2026-11-12 | FLOWERS MELVIN LDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F2 | A Award / grantStock Option (Right to Buy) · Derivative | 2,659A | 192.96 | Direct | Form 4 ↗0001225208-26-008857 |
| 2026-11-10Filed 2026-11-12 | FLOWERS MELVIN LDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F1 | A Award / grantCommon Stock · Non-derivative | 645A | 0 | Direct | Form 4 ↗0001225208-26-008857 |
| 2026-11-10Filed 2026-11-12 | Duelks Robert NDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock Options vest immediately upon grant. References: F2 | A Award / grantStock Option (Right to Buy) · Derivative | 2,659A | 192.96 | Direct | Form 4 ↗0001225208-26-008858 |
| 2026-11-10Filed 2026-11-12 | Duelks Robert NDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock Options vest immediately upon grant. References: F1 | A Award / grantCommon Stock · Non-derivative | 645A | 0 | Direct | Form 4 ↗0001225208-26-008858 |
| 2026-11-10Filed 2026-11-12 | Mosconi Patricia AnnDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F2 | A Award / grantStock Option (Right to Buy) · Derivative | 2,659A | 192.96 | Direct | Form 4 ↗0001225208-26-008859 |
| 2026-11-10Filed 2026-11-12 | Mosconi Patricia AnnDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F1 | A Award / grantCommon Stock · Non-derivative | 645A | 0 | Direct | Form 4 ↗0001225208-26-008859 |
| 2026-11-10Filed 2026-11-12 | Nazareth Annette L.DirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F2 | A Award / grantStock Option (Right to Buy) · Derivative | 2,659A | 192.96 | Direct | Form 4 ↗0001225208-26-008860 |
| 2026-11-10Filed 2026-11-12 | Nazareth Annette L.DirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F1 | A Award / grantCommon Stock · Non-derivative | 645A | 0 | Direct | Form 4 ↗0001225208-26-008860 |
| 2026-11-10Filed 2026-11-12 | MURRAY EILEEN KDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock Options vest immediately upon grant. References: F2 | A Award / grantStock Option (Right to Buy) · Derivative | 4,668A | 192.96 | Direct | Form 4 ↗0001225208-26-008861 |
| 2026-11-10Filed 2026-11-12 | MURRAY EILEEN KDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock Options vest immediately upon grant. References: F1 | A Award / grantCommon Stock · Non-derivative | 1,132A | 0 | Direct | Form 4 ↗0001225208-26-008861 |
| 2026-11-10Filed 2026-11-12 | Tallapragada SrinivasDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F2 | A Award / grantStock Option (Right to Buy) · Derivative | 2,659A | 192.96 | Direct | Form 4 ↗0001225208-26-008864 |
| 2026-11-10Filed 2026-11-12 | Tallapragada SrinivasDirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 Stock options vest immediately upon grant. References: F1 | A Award / grantCommon Stock · Non-derivative | 645A | 0 | Direct | Form 4 ↗0001225208-26-008864 |
| 2026-11-10Filed 2026-11-12 | Markus Maura A.DirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.93 - $193.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 Stock options vest immediately upon grant. References: F3 | A Award / grantStock Option (Right to Buy) · Derivative | 2,659A | 192.96 | Direct | Form 4 ↗0001225208-26-008866 |
| 2026-11-10Filed 2026-11-12 | Markus Maura A.DirectorFiling contextReported filing row; may be amended. Do not sum filings blindly. F1 The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.93 - $193.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F3 Stock options vest immediately upon grant. References: F1 | A Award / grantCommon Stock · Non-derivative | 645A | 0 | Direct | Form 4 ↗0001225208-26-008866 |
Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.