SEC INSIDER TRANSACTIONS

PRINCIPAL FINANCIAL GROUP INC (PFG) Insider Transactions

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PFG · PRINCIPAL FINANCIAL GROUP INC

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Roles: director,officer,ten_percent_owner,otherOwner nameOfficer titleOwnership: D, I, unknownoriginal or amendedTransaction fromTransaction throughFiled fromFiled throughMinimum quantityMaximum quantityMinimum priceMaximum priceMinimum calculated valueMaximum calculated valueResults per page (1–100)

OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-05-14 to 2026-11-13 · 61 filings · fetched 2026-11-13T19:20:24Z

Recent reported activity

0purchase rows on this page

2sale rows on this page

95matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-06-11Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionCommon Stock · Derivative	16,825D	62.78	Direct	Form 4 ↗0001126328-26-000137
2026-06-11Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References: F1	D Other reported codeCommon Stock · Non-derivative	19,767A	110.06	Direct	Form 4 ↗0001126328-26-000137
2026-06-11Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	A Award / grantCommon Stock · Non-derivative	2,942A	62.78	Direct	Form 4 ↗0001126328-26-000137
2026-06-11Filed 2026-06-15	STRABLE-SOETHOUT DEANNA DOfficer · Chair, President and CEO Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	A Award / grantCommon Stock · Non-derivative	16,825A	62.78	Direct	Form 4 ↗0001126328-26-000137
2026-06-08Filed 2026-06-09	Brown Timothy W.Officer · EVP, General Counsel and Sec Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	22,279A	0	Direct	Form 4 ↗0001126328-26-000135
2026-06-05Filed 2026-06-09	HOCHSCHILD ROGER CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The units convert to common stock on a one-for-one basis. F2 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F1, F2	A Award / grantPhantom Stock Units · Derivative	689A	105.22	Direct	Form 4 ↗0001126328-26-000131
2026-06-05Filed 2026-06-09	Mills ScottDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The units convert to common stock on a one-for-one basis. F2 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. References: F1, F2	A Award / grantPhantom Stock Units · Derivative	416A	105.22	Direct	Form 4 ↗0001126328-26-000130
2026-05-21Filed 2026-05-22	Cheong Wee YeeOfficer · President - Asia & Middle East Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.44, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References: F3, F2	S Sale (market/private)Common Stock · Non-derivative	7,534D	103.16	Direct	Form 4 ↗0001126328-26-000127
2026-05-20Filed 2026-05-22	Cheong Wee YeeOfficer · President - Asia & Middle East Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.44, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References: F1, F2	S Sale (market/private)Common Stock · Non-derivative	3,211D	103.06	Direct	Form 4 ↗0001126328-26-000127
2026-05-19Filed 2026-05-21	Beams Mary E.Director Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000125
2026-05-19Filed 2026-05-21	RIVERA ALFREDODirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000124
2026-05-19Filed 2026-05-21	Richer Clare StackDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000123
2026-05-19Filed 2026-05-21	Pickerell BlairDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000122
2026-05-19Filed 2026-05-21	Mitchell H ElizabethDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000121
2026-05-19Filed 2026-05-21	Nordin Diane CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000120
2026-05-19Filed 2026-05-21	Muruzabal ClaudioDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000119
2026-05-19Filed 2026-05-21	Carter Miller JocelynDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000118
2026-05-19Filed 2026-05-21	HOCHSCHILD ROGER CDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000117
2026-05-19Filed 2026-05-21	Mills ScottDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000116
2026-05-19Filed 2026-05-21	Auerbach JonathanDirector Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 Grant of restricted stock units. References: F1	A Award / grantCommon Stock · Non-derivative	2,175A	0	Direct	Form 4 ↗0001126328-26-000115

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.