SEC INSIDER TRANSACTIONS

PRINCIPAL FINANCIAL GROUP INC (PFG) Insider Transactions

Explore official ownership filings, with every record linked to its source.

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PFG · PRINCIPAL FINANCIAL GROUP INC

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Roles: director,officer,ten_percent_owner,otherOwner nameOfficer titleOwnership: D, I, unknownoriginal or amendedTransaction fromTransaction throughFiled fromFiled throughMinimum quantityMaximum quantityMinimum priceMaximum priceMinimum calculated valueMaximum calculated valueResults per page (1–100)

OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-10-15 to 2026-11-13 · 1 filings · fetched 2026-11-13T19:20:24Z

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Recent reported activity

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5matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filed	Reporting owner(s)	Code / security	Quantity	Price as filed	Ownership	Source
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	17,095D	51.73	Direct	Form 4 ↗0001126328-26-000227
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	17,095D	51.73	Direct	Form 4 ↗0001126328-26-000227
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	M Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	17,095D	51.73	Direct	Form 4 ↗0001126328-26-000227
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References: F1	D Other reported codeCommon Stock · Non-derivative	51,285D	116.3	Direct	Form 4 ↗0001126328-26-000227
2026-11-04Filed 2026-11-05	LITTLEFIELD CHRISTOPHER JOfficer · President - RIS Filing context Reported filing row; may be amended. Do not sum filings blindly. F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $116.12 to $116.61. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. References:	A Award / grantCommon Stock · Non-derivative	51,285A	51.73	Direct	Form 4 ↗0001126328-26-000227

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.