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Super Micro Computer, Inc. (SMCIP) Insider Transactions

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SMCIP · Super Micro Computer, Inc.

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OR within codes/roles; AND between categories. Roles apply to buyers and sellers. Owner predicates match the same owner. Missing values fail numeric/date filters. Value is quantity × reported price for non-derivative rows only; derivative values are unknown. Amendments stay separate; joint owners do not duplicate rows.

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Stale snapshot · Covered: filings 2026-10-15 to 2026-11-13 · 18 filings · fetched 2026-11-13T19:58:02Z

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45matching filing rows

Purchases and sales count original non-derivative P and S rows. Awards, gifts, exercises, derivatives and amendments are shown separately and are not described as market purchases.

Transaction / filedReporting owner(s)Code / securityQuantityPrice as filedOwnershipSource
2026-11-10Filed 2026-11-12Liu Liang Chiu-Chu SaraDirector · Ten-percent owner
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F5 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F5

M Exercise / conversionRestricted Stock Units · Derivative1,025D0DirectForm 4 ↗0001392941-26-000019
2026-11-10Filed 2026-11-12Liu Liang Chiu-Chu SaraDirector · Ten-percent owner
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F5 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F4

M Exercise / conversionRestricted Stock Units · Derivative2,110D0DirectForm 4 ↗0001392941-26-000019
2026-11-10Filed 2026-11-12Liu Liang Chiu-Chu SaraDirector · Ten-percent owner
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F5 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative553D27.79DirectForm 4 ↗0001392941-26-000019
2026-11-10Filed 2026-11-12Liu Liang Chiu-Chu SaraDirector · Ten-percent owner
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F5 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative1,025A—DirectForm 4 ↗0001392941-26-000019
2026-11-10Filed 2026-11-12Liu Liang Chiu-Chu SaraDirector · Ten-percent owner
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F5 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative1,139D27.79DirectForm 4 ↗0001392941-26-000019
2026-11-10Filed 2026-11-12Liu Liang Chiu-Chu SaraDirector · Ten-percent owner
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F5 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative2,110A—DirectForm 4 ↗0001392941-26-000019
2026-11-10Filed 2026-11-12Liang CharlesDirector · Officer · Ten-percent owner · President and CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock

F5 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F5

M Exercise / conversionRestricted Stock Units · Derivative1,025D0IndirectBy SpouseForm 4 ↗0001392942-26-000018
2026-11-10Filed 2026-11-12Liang CharlesDirector · Officer · Ten-percent owner · President and CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock

F5 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F4

M Exercise / conversionRestricted Stock Units · Derivative2,110D0IndirectBy SpouseForm 4 ↗0001392942-26-000018
2026-11-10Filed 2026-11-12Liang CharlesDirector · Officer · Ten-percent owner · President and CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock

F5 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative553D27.79IndirectBy SpouseForm 4 ↗0001392942-26-000018
2026-11-10Filed 2026-11-12Liang CharlesDirector · Officer · Ten-percent owner · President and CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock

F5 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative1,025A—IndirectBy SpouseForm 4 ↗0001392942-26-000018
2026-11-10Filed 2026-11-12Liang CharlesDirector · Officer · Ten-percent owner · President and CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock

F5 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative1,139D27.79IndirectBy SpouseForm 4 ↗0001392942-26-000018
2026-11-10Filed 2026-11-12Liang CharlesDirector · Officer · Ten-percent owner · President and CEO
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4.

F4 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock

F5 Subject to the Reporting Person's spouse's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative2,110A—IndirectBy SpouseForm 4 ↗0001392942-26-000018
2026-11-10Filed 2026-11-12Cheung KennethOfficer · SVP, Chief Accounting Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock. .

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F4

M Exercise / conversionRestricted Stock Units · Derivative857D0DirectForm 4 ↗0001492126-26-000015
2026-11-10Filed 2026-11-12Cheung KennethOfficer · SVP, Chief Accounting Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock. .

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F3

M Exercise / conversionRestricted Stock Units · Derivative1,250D0DirectForm 4 ↗0001492126-26-000015
2026-11-10Filed 2026-11-12Cheung KennethOfficer · SVP, Chief Accounting Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock. .

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative437D27.79DirectForm 4 ↗0001492126-26-000015
2026-11-10Filed 2026-11-12Cheung KennethOfficer · SVP, Chief Accounting Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock. .

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative857A—DirectForm 4 ↗0001492126-26-000015
2026-11-10Filed 2026-11-12Cheung KennethOfficer · SVP, Chief Accounting Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock. .

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative637D27.79DirectForm 4 ↗0001492126-26-000015
2026-11-10Filed 2026-11-12Cheung KennethOfficer · SVP, Chief Accounting Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock. .

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative1,250A—DirectForm 4 ↗0001492126-26-000015
2026-11-10Filed 2026-11-12Xiao JinOfficer · Sr. Corporate VP, Engineering
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F4

M Exercise / conversionRestricted Stock Units · Derivative1,025D0DirectForm 4 ↗0002104631-26-000020
2026-11-10Filed 2026-11-12Xiao JinOfficer · Sr. Corporate VP, Engineering
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F3

M Exercise / conversionRestricted Stock Units · Derivative1,970D0DirectForm 4 ↗0002104631-26-000020
2026-11-10Filed 2026-11-12Xiao JinOfficer · Sr. Corporate VP, Engineering
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative522D27.79DirectForm 4 ↗0002104631-26-000020
2026-11-10Filed 2026-11-12Xiao JinOfficer · Sr. Corporate VP, Engineering
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative1,025A—DirectForm 4 ↗0002104631-26-000020
2026-11-10Filed 2026-11-12Xiao JinOfficer · Sr. Corporate VP, Engineering
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F2

F WithholdingCommon Stock · Non-derivative1,003D27.79DirectForm 4 ↗0002104631-26-000020
2026-11-10Filed 2026-11-12Xiao JinOfficer · Sr. Corporate VP, Engineering
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1

M Exercise / conversionCommon Stock · Non-derivative1,970A—DirectForm 4 ↗0002104631-26-000020
2026-11-10Filed 2026-11-12Malyala VikranthOfficer · SVP, Chief Business Officer
Filing context

Reported filing row; may be amended. Do not sum filings blindly.

F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

F3 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

References: F1, F4

M Exercise / conversionRestricted Stock Units · Derivative1,138D0DirectForm 4 ↗0002135314-26-000016

Imported instruments only. Joint owners do not multiply transactions. Amendments are separate filing rows, not additional trades. No aggregate trade totals are implied.